12.4.2 Compliance Risk assessment and Risk related screens

<< Click to Display Table of Contents >>

Navigation:  12.COMPLIANCE MONITORING MODULE > 12.4 Entity listing >

12.4.2 Compliance Risk assessment and Risk related screens

 

Once the entity has been created, you can assign compliance risks to it from the compliance risk store as explained earlier. To access the list of risks assigned to a particular entity, select the entity then select the “Risk” tab from the main entity screen as shown below.  

 

Version 6_img626

 

This will open the Risk Listing Screen:

Version 6_img627

 

The components of the Risk listing screen and all the Risk related screens and features were explained in “RISK DOCUMENTATION (Capturing Risk Data)” section.

 

Note the Risk Listing screen will contain all the risks defined in the entity and not only compliance risks. If you would like to view compliance risks only then use the “filter” option and select the “Related Regulations” you would like to filter the risks on”