<< Click to Display Table of Contents >> Navigation:  12.COMPLIANCE MONITORING MODULE > 12.4 Entity listing

The Entity listing section is designed for the compliance officers to build compliance risk profiles for a function, process or product. Prior to building any compliance risk profile it is necessary to define the Business Unit itself and some parameters to be used later in the evaluation process.  Any of these parameters can be changed at any time.  

The Entity Listing screen in the Compliance Monitoring Module works in an exact way as the “Entity Listing” screen in the CRSA module explained earlier in the Manual (Please refer to Entity Listing section). The only differences are:

 

1-The Entity Listing screen in the Compliance Module will only show the Entities that contain compliance data (Compliance risks and Mandated Controls)

2-The Entity Listing view highlights Compliance data (i.e. Number of Regulatory Risk and Number of Mandated Controls for each entity).  Similar to the Entity Listing in the CRSA module, the Edit view function allows you to adjust the Entity listing view and include other entity related data such as the Control Gap.