This tab also allows user to subject SA Compliance tests to an approval workflow. If you wish to subject the tests to the Business Unit Manager and/or Control Unit review and approval, then select the relevant box(s) as outlined in the screen below. In addition, the system allows you to define deadlines after which the test results will be considered as approved (if the Business Unit Manager or Control Unit approval was not obtained within a specified timeline).
COMPLIANCE MONITORING MODULE
CONTROL AND RISK EVALUATION
.....going from “we think” to “we know”
This module is designed to measure and review an institution’s compliance with regulations.