Once the Regulations' hierarchy has been set-up in the system, the next step is to link the possible breach scenarios (i.e., Compliance Risks) to the entities.
This can be done from the hierarchy screen:
Select the article you wish to assign to the entity(s) and click on the 
button this will take you to the Entity Listing screen shown below and explained in detail in section 12.2 of the manual.
This screen shows all the compliance risk profiles defined in your database. To assign the risk to any of the existing profiles, select the tick box appearing next to each entity (i.e brokerage) and click on 
.
To link the risk to a new entity, click on the “
” icon and this will present you with the below blank “Entity Screen” the elements of this screen are described in details in section 12.2 of the manual. Once you are done with defining the elements of the entity screen click on the save icon. Click on the “
” icon to return to the Entity Listing screen, the entity you just defined will now appear in the list of entities. Select the tick box next to the entity and click on the “”.
Note: if the compliance risk you assigned to the entity was linked to a control (as explained earlier in the Related Control tab) the system will also assign the control to the entity.